-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HQ2sIwApUNywtV6VgCsAr25JIADfgJsuWmQ9GmnSSJlxx/5rS8fHMIdZdp9UkEWt D2U/SbATwWarjlu8h7dHzQ== 0000950133-07-000429.txt : 20070209 0000950133-07-000429.hdr.sgml : 20070209 20070209143307 ACCESSION NUMBER: 0000950133-07-000429 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070209 DATE AS OF CHANGE: 20070209 GROUP MEMBERS: MARNIE METZMAN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TVIA INC CENTRAL INDEX KEY: 0001109279 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943175152 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60755 FILM NUMBER: 07597229 BUSINESS ADDRESS: STREET 1: 4001 BURTON DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089828588 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRAPHICS SYSTEMS INC DATE OF NAME CHANGE: 20000314 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Metzman Mitchell CENTRAL INDEX KEY: 0001336138 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: (301) 576-1186 MAIL ADDRESS: STREET 1: SUITE 109 4808 MOORLAND LANE CITY: BETHESDA STATE: MD ZIP: 20814 SC 13G/A 1 w30254sc13gza.htm AMENDMENT NO.1 sc13gza
 

     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

TVIA, Inc.
(Name of Issuer)
Common Stock, par value $.001 per share
(Title of Class of Securities)
87307P 10 1
(CUSIP Number)
December 25, 2006
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     þ Rule 13d-1(c)

     o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
 
 


 

                     
CUSIP No.
 
87307P 10 1 
  Page  
  of   

 

           
1   NAMES OF REPORTING PERSONS:
Mitchell Metzman
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  United States
       
  5   SOLE VOTING POWER:
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   17,500
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    17,500
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  17,500
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  Less than 1.0%(1)
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN
(1) Based on 30,120,954 shares outstanding as of November 20, 2006, according to a definitive proxy statement filed by the Issuer on December 29, 2006.


 

                     
CUSIP No.
 
87307P 10 1 
  Page  
  of   

 

           
1   NAMES OF REPORTING PERSONS:
Marnie Metzman
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  United States
       
  5   SOLE VOTING POWER:
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   17,500
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    17,500
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  17,500
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  Less than 1.0%(1)
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN
(1) Based on 30,120,954 shares outstanding as of November 20, 2006, according to a definitive proxy statement filed by the Issuer on December 29, 2006.


 

Schedule 13G
CUSIP No. 87307P 10 1   Page 4 of 6
     
Item 1(a):
  Name of Issuer.
 
   
 
  TVIA, Inc.
 
   
Item 1(b):
  Address of Issuer’s Principal Executive Offices.
 
   
 
  4001 Burton Drive
 
  Santa Clara, California 95054
 
   
Item 2(a):
  Name of Person Filing.
 
   
 
  Mitchell Metzman
 
  Marnie Metzman
 
   
Item 2(b):
  Address of Principal Business Office or, if none, Residence.
 
   
 
  Suite 109
 
  4808 Moorland Lane
 
  Bethesda, Maryland 20814
 
   
Item 2(c):
  Citizenship.
 
   
 
  United States
 
   
Item 2(d):
  Title of Class of Securities.
 
   
 
  Common Stock, par value $.001 per share
 
   
Item 2(e):
  CUSIP Number.
 
   
 
  87307P 10 1
 
   
Item 3:
  If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
 
   
 
  Not Applicable
 
   
Item 4:
  Ownership.
 
   
 
  Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
   
 
  See, items 5-9 and 11 of the cover page for each filer.
 
   
Item 5:
  Ownership.
 
   
 
  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following þ.

 


 

Schedule 13G
CUSIP No. 87307P 10 1   Page 5 of 6
     
Item 6:
  Ownership of More than Five Percent on Behalf of Another Person.
 
   
 
  Not Applicable
 
   
Item 7:
  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
 
   
 
  Not Applicable
 
   
Item 8:
  Identification and Classification of Members of the Group.
 
   
 
  Not Applicable
 
   
Item 9:
  Notice of Dissolution of Group.
 
   
 
  Not Applicable
 
   
Item 10:
  Certification.
 
   
 
  Not Applicable

 


 

Schedule 13G
CUSIP No. 87307P 10 1   Page 6 of 6
SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
  Date: January   , 2007
 
 
  /s/ Mitchell Metzman    
  Mitchell Metzman   
     
 
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
  Date: January   , 2007
 
 
  /s/ Marnie Metzman    
  Marnie Metzman   
     
 

 

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